FCA issued remote work guidance in October outlining its expectations for compliance with its regulatory framework and effectively signaling the end of any reprieve for dispersed workforces.
General Counsel and VP of Compliance at Theta Lake
Gilman is a technology attorney, compliance executive, and adjunct professor of compliance at Fordham Law bringing 15 years of law, financial services, and IT experience to his leadership role at Theta Lake. Gilman’s legal expertise focus on global technology-related legal and regulatory issues, such as information management, software and product development, cybersecurity, SEC and FINRA regulation, GDPR, and electronic communications platforms.
